The emergence of ecology from natural history by Keith R. Benson
The modern discipline of biology was formed in the 20th century from roots
deep in the natural-history tradition, which dates from Aristotle. Not surprisingly,
therefore, ecology can also be traced to natural history, especially its 19th-century
tradition emphasizing the adaptive nature of organisms to their environment.
During the 20th century, ecology has developed and matured from pioneering work
on successional stages to mathematically rich work on ecosystem energetics.
By the end of the century,
ecology has made a return to its natural-history heritage, emphasizing the importance
of the integrity of ecosystems in considering human interactions with the environment.
Today, the field of biology includes a vast array of diver-gent and unique subdisciplines,
ranging from molecular biology to comparative endocrinology. With very few exceptions,
most of these specialty areas were created by biologists during the 20th century,
giving modern biology its distinctive and exciting character 1 . However, before
1900, the field was much different because even the term biology was seldom
used 2 . Indeed, most of those who studied the plants and animals scattered
over the earths surface referred to themselves as naturalists: students
of natural history 3 . Perhaps the most popular form of contemporary biology
is the subdiscipline most closely related to the natural-history roots of biology:
ecology.
As with many things currently enjoying popularity, however, the term ecology
is often poorly understood and even more inaccurately used. Considered by convention
to be synonymous with natural, environmental or conservation,
it is frequently used to refer to a personal perspective on the natural world
or to a political position concerning the use of nature. In fact, many of those
who describe themselves as ecologically oriented, as having an ecological perspective
or as being interested in saving the ecology of the land have never
bothered to take a university-level course in ecology or to have examined in
any depth a classic eco-logical text. As a result, the exact nature and definition
of ecology remains obscured by its popular usage.
In part, some of the definitional misunderstanding comes from ecologys
biological lineage. Certainly, its subject matter (the planets ecosystems)
has a much greater reso-nance with the general public than, say, the arcane
and esoteric subject that is molecular biology. Nevertheless, like molecular
biology, ecology emerged as a distinct area in biology only at the turn of the
century but very quickly developed its own conventions of biological discourse.
Unlike molecular biology and several other
biological subsciplines, ecologys roots are buried deep within natural
history, the descriptive and often romantic tradition of studying the productions
of nature.
Perspectives on the natural world before the 20th century Aristotle, the western
worlds greatest philosopher who included the natural world in his philosophical
treatments, was the first to record observations about the natural his-tory
of the earths plants and animals 4 . However, his teleo-logical world
of designed and invariable types hardly placed a stress upon the reciprocal
and dynamic relationships that exist between the biotic world and the earths
physi-cal environment. Not surprisingly, given his assumption of the eternal
nature of species, Aristotle did not stress the adaptive character of fauna
and flora, which is perhaps ecologys cornerstone. In fact, adaptation
did not appear as a biological notion until nature was reinterpreted as the
product of a historical and developmental process at the end of the enlightenment
(18th century). Thus, for almost 2000 years, naturalists considered the earth
to have been created originally much as it was observed. As part of the scientific
revolution capped by Isaac
Newton at the beginning of the 18th century, natural philosophers opted to examine
the natural world for mechanical explanations of natural phenomena, often in
terms of mechanisms they could either observe in nature or infer from nature.
These explanations, best exem-plified by the law-like behavior of Newtons
universal gravitation, promised to provide precise and knowable information
about nature, usually in mathematical form.No longer bound to accept the natural
world as a created
given, the philosophes of the enlightenment soon began to apply the Newtonian
method to the biotic world. The limitations of this application became apparent
almost immediately. Bernard de Fontenelle expressed the futility of the ages
mechanistic orientation when he proclaimed that two mechanical watches will
sit side by
side forever without producing a third but, if two dog machines
are placed side by side, more dogs would soon appear!
Animal generation, along with a host of other biotic operations, seemed to
resist the simplicity of the mathematical treatment of invariable mechanical
laws 5 . Nevertheless, the mechanical philosophy opened the door for fresh investigations
of plants and animals, their relationships to each other, and their relationships
to the natural world. By the beginning of the 19th century, the notions of structural
analogy (transformism) and func-tional integrity (biogeographical distribution)
that investigators re-corded from their observations be-gan to lead them to
examine the his-torical record of the earths fauna and flora 6 . This
was particularly true as naturalists observed that different landscapes of the
earths surface with almost identical physical conditions had remarkably
different resident populations of plants and animals. This was quite a surprise
because, according to the prevailing view of natural law, the same environ mental
conditions should produce nearly identical species. Yet, for example, Australia
had endemic forms of life seen nowhere else on the globe. The new stress on
the uniqueness of the forms of life along with the uniqueness of the landforms
served as the fertile soil for what became ecological insights. But those who
made these observations were not, per se, ecologists.Instead, they were among
the 19th centurys most accom-plished naturalists. At the beginning of
the 19th century, the German adventurer Alexander von Humboldt waxed eloquent
about the characteristic physiognomic features of the landscapes in South America,
stressing how these
visible features (hence his reference to physiognomy) depended in large part
upon the environmental character-istics that controlled the flora. Four decades
later, Joseph
Dalton Hooker was to make similar observations in his travels to the Himalayas,
New Zealand, Tasmania and Australia itself. Hookers more famous compatriot
and colleague Charles Darwin observed similar features during his famous voy-age
aboard the Beagle, completed about a decade before Hookers
voyages but receiving their most influential reading after the publication of
On the Origin of Species 7 . In fact, the importance of Darwins
influential work on the development of ecology cannot be emphasized enough.
After all, Darwin was the first to stress forcefully that ani-mals and plants
were not perfectly adapted to their natural environments, as earlier naturalists
had once believed. Instead, they represented only the best-adapted forms pro-duced
at a particular place and time by selective forces, which, in turn, chose the
adaptation that was optimal for the conditions that then existed. When conditions
(including both biotic and abiotic factors) changed, so the adaptive needs also
changed. Those plants and animals that in-cluded an adaptive characteristic
favorable to the new
conditions would survive; those not so favorably equipped would perish. The
Darwin of Germany, Ernst Haeckel, devoured On the Origin of Species
almost as soon as it was published, becoming an immediate convert to the
theory of descent by modification, as evolution theory was originally known.
In his influential book Generelle Morphologie 8 , Haeckel stressed the
Darwinian notion of change over time pro-duced by the dynamic relationship of
organisms and their natural environments. As a measure of the importance of
this relationship, Haeckel, who was fond of neologisms, coined the word oecologie,
referring to the study of the re-lationship of organisms to their surroundings.
In his popu-lar 1876 English edition of his ideas, History of Creation,
he noted that Darwins doctrine of adaptation provided the law-like nature
to explain ecological relationships 9 . Haeckel was not, however, the first
ecologist, nor did he immediately spawn an ecological program in Germany. Instead,
he served as one of the seminal figures in the 19th century to stress the growing
appreciation that the relationship of plants and animals to their natural en-vironments
was historical and dynamic. Two other Euro-pean naturalists, Oscar Drude and
Eugenius Warming, who were influenced by these same ideas, soon began to stress
the study of pflanzengeographie (plant geography), noting the community
structure of plant groupings that character-ized specific landforms with specific
environmental con-ditions 10 . Remarkably, for there was not an equivalent scien-tific
community in the USA to match that in Europe, these
ideas were picked up by American naturalists at the end of the 19th century:
Charles E. Bessey at the University of Nebraska and John Coulter at the University
of Chicago. Ecologys early-20th-century roots Neither Bessey or Coulter,
however, is well known as an ecologist. Both were natural historians at their
respective institutions, trained in the traditional methods of naturalhistory,
emphasizing the naming, description and classifi-cation of plants and animals.
However, both were also well read in the new trends of the emerging field of
biology and they knew of the implications that evolution theory had on their
own studies. Encouraging their students to pursue new research opportunities
that stressed the new biological perspectives at the end of the 19th century,
Bessey led Frederic Clements to the work of Drude, and Coulter directed Henry
Chandler Cowles to Warming 11 . Certainly, there may be other national claims
to the origins of ecology, including the German one, but the role of the USA
in the development of ecology through these two midwestern schools cannot be
diminished. Coulters star pupil, Cowles, was soon working on the plant-community
structure of the sand dunes along Lake Michigan, referring to his work as physiographic
plant ecology. That is, he was interested in studying the relationship of plant
communities to the underlying geological formation, a relationship that he thought
explained why the physiology of the plant responded to the geological features
of the land, leading to characteristic geographical groupings of plants.
Noting that the plant community and the environment were in constant flux,
Cowles was led to view natural systems as being characterized by change: processes
that
were evident in the succession of floral community struc-ture observed in the
sand dunes 12 . Early in the 20th century, Cowles transported his new ideas
to a marine setting at the University of Washingtons new laboratory at
Friday Harbor (on the San Juan Islands in the Gulf of Georgia), where he taught
the first course in marine ecology in the USA. His most famous student, Victor
Shelford, was to continue his work on the West Coast, working on eco-logical
nvestigations at Friday Harbor through the early
1930s.
In Nebraska, Besseys protégé was Frederic E. Clements, a
student who came to understand the Drude version of community structure through
his own survey of native vegetation in that State. First in the Phytogeography
of Nebraska (1900), then in Research Methods of Ecology (1905) and
finally in Plant Succession (1916), Clements laid out his influential
ideas of plant-community struc-ture, succession stages of community development
and the climax community, the ultimate goal of mature natural
habitats 13 . But Clements did much more than just provide a programmatic design
for the new field of biology. Supported by the Carnegie Institution of Washington,
he
was able to develop laboratory facilities in ecology in Colorado and California,
where he provided empirical and experi-mental demonstrations of his newideas,
thus helping to popularize the new field of ecology. Most of these biological
investi-gators
were also well aware that they were breaking new ground in the understanding
of the dynamical relationship between plants and animals and their environments,
thus contribut-ing to a new field of ecology. Clements rferred to the ecologist
as an outdoor physiologist, a reference to the ex-citing laboratory-based area
of physiology just emerging in institutes throughout Germany and England and
begin-ning to appear in the new scientific universities in the USA. Shelford
referred to the new field as scientific natural history, again a reference to
the experimental and labora-tory (field-laboratory) approaches developed at
Nebraska and Chicago that acted to move natural history in a different direction
from its traditional museum heritage 14 . However, limitations to the new field
cropped up almost immediately. One problem was that it was difficult to investigate
animals with the same approaches used for plants, as the fauna did not remain
fixed to the environ-mental substrate in the same way that the flora was fixed.
Thus, the physical factors that provided the causal deter-minates
of community structure were more difficult to establish. Second, some ecologists
soon began to question the goal-directed nature of Clements climax communi-ties,
preferring to view the natural world as being in constant flux.
Many of these ecologists were influenced by the re-publication of an article
by Stephen Forbes from 1887, which received its greatest reception in the 1920s
15 . Forbes emphasis on the dynamic equilibrium of all the components
of the lake seemed to offer a different way to appreciate nature, one that stressed
the natural world as a system. Instead of succession stages, Forbes pointed
ecologists toward seeing the world as a vast array of inter-dependent environments
through which materials and en-ergy
were constantly being cycled. Charles Elton adopted this position in his influential
book, Animal Ecology (1927), freeing ecologists from merely examining
the physical
factors of environments but also obligating them to search for methods to evaluate
the immense constellation of factors that determine community structure 16 .
The maturation of modern ecology Although Clements work continued to be
enormously influential, its stress on deterministic climax communities drew
increasing criticism from ecologists in the 1930s, especially from those who
were interested in adding the study of animals to ecology. The English ecologist
A.G. Tansley provided the most cogent attack in an article in the new journal
Ecology in 1935, challenging his col-leagues to adopt the term ecosystem,
a reference stressing the dynamic nature of community structure rather than
Clements goal-directed climax stage 17 . When G. Evelyn Hutchinson and
his student Raymond Lindeman provided clear, albeit highly complicated, mathematical
models to depict the various interacting com-ponent parts of the ecosystem,
ecol-ogy promised to become a fully mathematized and experimental discipline.
Lindeman, in particular, contri-buted
to this important change when he published a paper in 1942 that synthesized
the work of Clements, Elton, Tansley and his mentor Hutchinson by speaking of
biogeochemical
cycling, energy flow through trophic levels and dynami succession 18 . Even
more importantly, he saw the con-tinuous cycling of material through the ecosystem
as an energy-driven process that included producers (organisms that fixed the
energy from the sun), consumers and de-composers, which cycled material back
to the producers as energy from the sun continued its one-way flow through the
ecosystem.
By the end of World War II, ecology had become thoroughly transformed from
scientific natural history to ecosystem ecology. Nowhere was this more evident
than
in the publication of the ecologists Bible, Principles of Animal Ecology,
written by W.C. Alee and his colleagues at the University of Chicago during
the War but only published in 1949 19 . Although community structure and succession
still remained basic ecological principles, the climax community was now treated
as virtually syn-onymous with mature community and most of the book dealt with
the dynamic inter-relationships of ecological investigations. Even more important,
the last chapter of the book featured a long discussion of the evolution of
interspecies integration and ecosystems, emphasizing the influence of the Hutchinson
and Lindeman approach
(both authors are heavily cited in the book). ecology and its professional
practitioners are often greeted as advocates for the conservation or preservation
of the natural world By the end of World War II, ecology had become thoroughly
transformed from scientific natural history to ecosystem ecology
Even more dramatic for the new direction in ecology was the publication
of Eugene Odums new text, Fundamentals of Ecology (1953), with
its overt recognition of systems theory. In addition to the mathematical modeling
from Hutchinson and Lindeman, Odum also benefited from his experience with the
Atomic Energy Commission and its Atoms for Peace project 20 . Using radioactive
materials, he was able to
observe and to measure the recycling of inorganic materials throughout the ecosystem,
leading him to borrow from physiology and to refer to the metabolism of the
ecosystem. By the time the second edition of the book appeared (1959), it was
full of energy-flow diagrams, with arrows pointingin all directions to emphasize
the inter-relatedness of the myriad factors within an ecosystem. Soon, Odum
became convinced that it was the complex interactions within the ecosystem that
provided its stability, protecting it from perturbations in much the same way
as homeostasis in organisms regulates the physiology of those systems. Ecology
and environmentalism There were other perturbations that soon attracted Odums
attention. Rachel Carson published Silent Spring in 1961, a damning exposé
of the pesticide industry in general and the use of DDT in particular. President
Kennedy convened the first presidential commission on the environment, a commis-sion
that almost immediately recommended the prohibition of DDT. However, there were
other issues within the en-vironment, ranging from suffocating air pollution
in Los Angeles to fiery water pollution on the Cayuhuga River in Cleveland.
Odum soon saw his role not just as an ecological researcher but as an advocate
to preserve the earths fragile ecosystems. In the third edition of his
text (1971), he added a chapter on the environment and conservation, also explaining
how ecological principles, such as the food pyramid, could be used to explain
how non-biodegradable pesticides (e.g. DDT) take their toll on the ecosystem
by accumulating at the top of the pyramid. Thus, ecology now claimed a new niche,
that of informing the populace about environmental issues. Ironically, ecologys
contributions to the environmental crisis may have caused it to become much
more popular with the public and to return it, at least in the eyes of the general
public, back to natural history. That is, the stress in ecology on the integrity
of natural systems has led many to consider the word ecology to
be synonymous with environmental, conservationist or even
natural. Certainly, ecology and its professional practitioners are
often greeted as advocates for the conservation or preservation of the natural
world. And this characterization is often correct, for many ecologists and their
professional organizations (e.g. the Ecological Society of America) have been
quick to criticize societal practices that harm the environment and have also
been among the forefront of citizens arguing for the need to set aside vast
areas of the environment for study and for preservation. However, in large part,
in addition to scientific support, these positions are taken for the same esthetic
reasons that lead non-ecologists to protect the natural world. That is, our
experiences in nature seem to have a salutory influence on us as humans. Ecologists
are those fortunate enough to have adopted a profession that keeps them closely
attached to their historical roots in natural history.
Notes and references
1 Rainger, R. et al., eds (1988) The Development of American
Biology, University of Pennsylvania Press
2 The Frenchman Lamarck and the German Treviranus are generally credited
as being the first to originate the word biologie at the beginning of
the 19th century, which they used to separate the living world from the world
of the inert. Joseph Caron has written about the origin of the word biology
in its modern context: Caron, J. (1988) Biology in the life sciences:
a historiographical contribution. Hist. Sci. 26, 223268
3 The term natural history is the time-honored way to describe
the investigation of the natural world, including plants, animals and geological
specimens. This was the tradition pioneered by Aristotle, given its modern guise
by Georges Buffon in
his Histoire Naturelle (17491789) and memorialized in the famous
Museum dHistoire Naturelle in Paris
4 One of Aristotles most widely cited works is Historia Animalium,
which is the text upon which many later works in natural history were based.
His student Theophrastus
wrote an Aristotelian botanical work, Historia Plantarum, which provided
the botanical analog for later naturalists. The best work on Aristotle as a
biologist is Grene, M. (1963) A Portrait of Aristotle, University of
Chicago Press
5 Roger, J. (1963) Les Sciences de la Vie dans la Pensee Francaise
du XVIII Siecle, Armond Colin
6 Larson, J.L. (1994) Interpreting Nature, Johns Hopkins University
Press
7 Darwin, C. (1859) On the Origin of Species, John Murray
8 Haeckel, E. (1866) Generelle Morphologie der Organismen, G.
Reimer
9 Haeckel, E. (1876) History of Creation, Appleton
10 Drude, O. (1896) Deutschlands Pflanzengeographie (1896);
Warming, E. (1896) Lehrbuch der Okologischen Pflanzen-geographie eine Einfuhrung
in die Kenntniss der Pflanzenvereine
11 Tobey, R. (1981) Saving the Prairies: The Life Cycle of the
Founding School of American Plant Ecology, University of California Press
12 Cowles, H.C. (1899) The ecological relations of the
vegetation of the sand dunes of Lake Michigan. Bot. Gazette
27, 95117; Cowles, H.C. (1899) The ecological relations of
the vegetation of the sand dunes of Lake Michigan. Bot.
Gazette 27, 167202; Cowles, H.C. (1899) The ecological relations of
the vegetation of the sand dunes of Lake Michigan. Bot. Gazette 27, 281308;
Cowles, H.C. (1899)
The ecological relations of the vegetation of the sand dunes of Lake Michigan.
Bot. Gazette 27, 361391
13 Pound, R. and Clements, F.E. (1900) The Phytogeography of Nebraska,
Botanical Seminar; Clements, F.E. (1905) Research Methods in Ecology,
University Publishing Company; Clements, F.E. (1916) Plant Succession,
Carnegie Institute of Washington
14 The rhetorical power of the words laboratory and experiment
needs to be stressed within this context. Natural historys traditional
methods were often seen to be somewhat dated, especially in comparison to the
methods of experimentation, a major component of physiology. Thus, the closer
the ecologists could come to experimental or laboratory-based methods, the closer
they imagined themselves to be to the cutting-edge aspects of modern 20th-century
biology.
15 Forbes, S.A. (1887) The lake as microcosm. Bull. South Africa Peoria
7787
16 Elton, C. (1927) Animal Ecology, Macmillan
17 Tansley, A.G. (1935) The use and abuse of vegetational concepts and
terms. Ecology 16, 284307
18 G. Evelyn Hutchinson was enormously influential in the development
of modeling in ecology, but the seminal article was written by his student Raymond
Lindeman. The paper was published posthumously as Lindeman, R.L. (1942) The
trophicdynamic aspect of ecology. Ecology 23, 399418
19 Allee, W.C. et. al. (1949) Principles of Ecology, W.B.
Saunders
20 Odums father was a sociologist who borrowed heavily from the
work of sociologists at Chicago, the same individuals who were so influential
on the Chicago school of ecology. In addition, his brother Howard studied with
Hutchinson at Yale, providing Eugene Odum with direct access to the new dynamical
model of ecology. Odum, E.P. (1953) Fundamentals of Ecology, W.B. Saunders
Note: See Slobodkin, L.B. and Slack, N. (1999) George Evelyn Hutchinson:
20th-century ecologist. Endeavour 23, 2430 62 Endeavour Vol. 24(2)
200
Is currently a professor of medical history and ethics at the Uni- versity of
Washington, where he serves as Director of the Program
in the History of Science, Technology and Medicine. He is coeditor of two books
on the history of American biology and has written
numerous articles on the development of the biological sciences in the USA.
He is also a past Executive Secretary of the History of
Science Society. At present, he is completing a book on the history of marine
biology in the USA. krbenson@u.washington.edu